Assistant Manager/Manager, Regulatory Operations

Dear Candidate,

If you or someone you know may be interested in this opportunity, please send your CV directly to [HIDDEN TEXT] (this is preferred as I might miss some applications due to the high volume).

Kindly note that visa sponsorship is not currently available.

Position Summary

We are seeking a seasoned regulatory expert to join an expanding financial services company in Singapore. The primary focus of this position will be on regulatory reporting, compliance operations, safeguarding customer funds, and enhancing regulatory processes across various jurisdictions.

Primary Duties

. Monitor and interpret regulatory obligations across diverse markets and jurisdictions.

. Prepare and ensure the timely submission of accurate regulatory reports, including financial, transaction, and capital-related documents.

. Maintain comprehensive documentation and audit trails to facilitate regulatory reviews and inspections.

. Identify and implement enhancements to regulatory reporting processes, workflows, and controls.

. Assist in the deployment of tools and processes for data extraction, validation, and analysis.

. Recognize compliance deficiencies and collaborate with relevant stakeholders on corrective actions.

. Work in close partnership with Legal, Finance, Risk, and Technology teams regarding regulatory matters.

. Offer guidance to internal stakeholders concerning regulatory obligations and reporting requirements.

. Support both internal and external audits while ensuring continuous regulatory readiness.

. Contribute to initiatives aimed at protecting customer funds and bolstering operational controls.

Qualifications

. Bachelor’s degree in Finance, Accounting, Economics, or a related field.

. Over 5 years of experience in regulatory reporting, compliance, or risk management within banking, financial services, payments, or fintech sectors.

. Strong analytical and problem-solving skills with a keen eye for detail.

. Excellent communication and stakeholder management capabilities.

. Proficient in navigating complex regulatory requirements and collaborating across multiple functions.

. Experience with multi-jurisdictional regulatory compliance and customer funds safeguarding is highly desirable.