Private Markets - Regulatory Reporting - Audit Confirm process

• Undertaking Audit confirms involving trade reconciliation, by comparing buy and sell trades extracted from in-house applications compared against third party report.
• Extracting the required notices, documents, information and any other materials from various market platforms as specified by the client.
• Any other tasks relating to the audit confirmation process as asked for by the client team.
• Assistance in preparation of monthly and quarterly reporting deliverables; review of 10-K and 10-Q SEC filings, for BDCs of an alternate asset manager.
• Conducting mathematical accuracy, across financial statements, notes and management discussion analysis sections of filings.
• Tie out of current quarter by checking against the NAV pack shared by the Finance team and raising comments in the internal platform or system.
• Performing consistency checks to ensure values read the same across the sections within the filings.
• Compiling and comparing loan portfolio data across various market players by extracting a schedule of investments.
• Preparation of fact card based on finance pack, to include key figures like NAV, returns and capital metrics data.
• Any other task or ad hoc requirement as defined.

Requirements:

• Master's degree in finance/ CFA L2 cleared / CA (Final), with 0-2 years of experience in the financial service industry would be preferred.
• Extreme attention to detail with keen observation of numbers and reports.
• Experience in audit related reconciliation process is an added advantage.
• Flexibility to stretch and work towards timings around closure of audit filings.
• Effective communication skills with ability to connect with clients, over phone and email, and understand the requirements and focus on delivery.
• Strong understanding of financial statements and familiarity and ability to read financial statements.
• Display strong attention to detail to deliver high level of accuracy and quality.
• Self-starter and is persistent in executing the workflows to ensure closure until the end.
• Proven ability to work independently and collaboratively in a fast-paced, dynamic environment.