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Job Description
- Responsible for performing Client onboarding / Client Review functions
- Evaluating and Approving new customer account documentations and supporting information in order to determine whether they satisfy the client on boarding identification requirements as per Nomura policies and procedures
- Conduct the background screening on the Client name other officials names using tools such as World Check / DJX / Factiva.
- Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding
- Interface with and provide support to Client on
- boarding, FCT and Compliance teams
- Reviews and Approvals of Static Data Amendments for existing customer accounts
- Conduct reviews of existing clients for status, data veracity and amendments, status, country of incorporation and assign appropriate risk classification
Mandatory Skill Set :
- Strong understanding of AML and Client
- Onboarding regulations for India/AEJ
- Attention to detail and commitment to quality. Strong writing and verbal communication skills.
- Strong time management skills and ability to multitask. Outstanding analytical and problem solving skills.
Desired Skill Set :
- Strong desire to learn each task and ensure completion in a timely manner
- Bachelor s degree and expertise in CDD/AML
- Ability to think strategically, along with the business and compliance. Ability to work independently and perform complex AML surveillance reviews and investigations analysis. Experience in working with virtual teams is a plus