PH
Job Description
Key Deliverables:
- Execute compliance testing programs for financial products and services
- Assess design and effectiveness of internal controls and regulatory adherence
- Develop test scripts and evaluate outputs with the compliance team
- Document findings and provide actionable insights to mitigate control gaps
Role Responsibilities:
- Collaborate with product teams to identify regulatory risks
- Conduct walkthroughs and assess control design
- Analyze data and interpret compliance issues using SQL and Excel
- Prepare concise reports on review outcomes and regulatory gaps