Financial Crime Operations Professional

Key Responsibilities:

Ongoing Due Diligence (ODD):

• Perform ongoing due diligence for various entity types including trusts, charities, clubs, societies, and corporate bodies
• Review and update customer profiles periodically to ensure accuracy and compliance

KYC / AML Compliance:

• Apply KYC, AML, and CDD principles in customer verification and monitoring activities
• Ensure compliance with regulatory requirements and internal risk policies
• Identify gaps in customer documentation and ensure completeness of records

Risk Assessment & Analysis:

• Assess customer risk levels based on business type, geography, and transaction behavior
• Detect and escalate suspicious or non-compliant activities
• Perform enhanced due diligence (EDD) where required

Data Collection & Research:

• Gather and validate information from public records, internal databases, and external systems
• Conduct thorough research to support customer profiling and risk categorization
• Analyze ownership structures and legal entity relationships

Documentation & Reporting:

• Maintain accurate and up-to-date supporting documentation
• Prepare detailed reports on risk findings and compliance checks
• Ensure audit readiness of all records and case files

Stakeholder Communication:

• Liaise with internal teams and clients for clarification and additional information
• Communicate findings effectively to compliance and risk teams