Compliance Officer

Bangalore ₹2-7 LPA Posted 19 May 2025

FULL TIME

Aml

Compliance Reporting

regulatory analysis

Prepare compliance reports (routine and ad hoc), including coordination for data, drafting responses, tracking registers, and maintaining communication records
Conduct regular compliance monitoring and reviews
Ensure adherence to anti-money laundering (AML), outsourcing norms, and rural/social sector obligations
Review and approve marketing advertisements for compliance with regulatory norms
Implement and track regulatory updates across functions
Analyze industry penalty orders and compare findings with internal practices
Prepare documentation for Board meetings related to compliance matters
Liaise with regulatory authorities and manage interactions
Manage audits and inspections (internal, external, statutory, regulatory)
Draft responses to show-cause notices and regulatory communications
Provide advisory on both sales and non-sales related regulatory matters
Draft and review commercial and regulatory agreements